Chi Shing (SFC:AON830) Chan
陳志成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Shing (SFC:AON830) Chan (陳志成), a licensed former licensee with CE reference AON830. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-14 | 2020-05-31 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-26 | 2019-05-14 |
| CIF Securities Futures Limited 混沌天成國際證券期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2018-10-26 | 2020-05-31 |
| CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2018-07-03 | 2020-03-30 |
| CIF Global Markets (HK) Limited 混沌天成國際金融有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2018-05-16 | 2018-07-03 |
| SBI FX Co., Limited 吉獅有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2016-07-21 | 2018-04-28 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-04-22 | 2016-05-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-09-17 | 2016-05-20 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2012-03-16 | 2013-04-22 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-11-29 | 2016-05-20 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-08-27 | 2011-09-29 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-03-07 | 2011-09-29 |