David Kwong Lam Hang
幸廣林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kwong Lam Hang (幸廣林), a licensed former licensee with CE reference AAI986. Total licence records on file: 36.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-31 | 2022-08-08 |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-31 | 2022-08-08 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | 2018-05-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2017-02-13 | 2018-05-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2017-02-13 | 2018-05-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2017-02-13 | 2018-05-01 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2017-02-13 | 2018-05-01 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2016-10-27 | 2017-02-12 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2016-10-27 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2016-10-27 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-11-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-11-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2015-11-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 5 — Advising on futures contracts | 2015-11-17 | 2017-02-12 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-09-30 | 2015-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-09-30 | 2015-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-09-30 | 2015-11-17 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2015-09-30 | 2015-11-17 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-02-25 | 2012-10-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-10-06 | 2012-10-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-10-06 | 2012-10-01 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-01-18 | 2012-10-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | 2004-10-29 | 2012-10-01 |
| Goldin Equities Limited 高銀(證券)有限公司 |
RO | Type 1 — Dealing in securities | 2003-06-10 | 2006-01-26 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2012-10-01 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 1 — Dealing in securities | present | 2006-12-31 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2012-10-01 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-10 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 4 — Advising on securities | present | 2003-06-10 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2003-06-10 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2003-06-10 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-05-27 |
| BOCI Bullion Company Limited 中銀國際金業有限公司 |
RO | Type 9 — Asset management | present | 2003-06-10 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
RO | Type 9 — Asset management | present | 2003-06-10 |
| BOCI Securities Limited 中銀國際證券有限公司 |
RO | Type 9 — Asset management | present | 2003-06-10 |