Alpine Securities Limited

高山證券有限公司
CE No. BMQ127 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alpine Securities Limited (高山證券有限公司), a Hong Kong-based licensed corporation with CE reference BMQ127. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 4 (total recorded over time: 9). Earliest licence on file: 2018-07-31.

Registered address

Unit 1203 & Unit 2028, Infinitus Plaza, 199 Des Voeux Road Central, Sheung Wan

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2018-07-31 present
Type 4 — Advising on securities 2018-07-31 present
Type 9 — Asset management 2024-06-27 present

Licensed staff (all-time) (9)
Active on date

Name Activities First licensed To
Joseph Kwok Wai Chan 陳國偉 RO 1, 4 2018-07 2021-03
David Kwong Lam Hang 幸廣林 RO 1, 4 2018-07 2022-08
Iven Tak Leung Lai 黎德良 RO 1, 4, 9 Rep 1, 4 2022-10 Present
Ho Man Fanny Ng 吳皓敏 RO 1, 4 2018-07 2021-01
Leung Sang Tong 湯亮生 RO 1, 4, 9 Rep 1 2018-10 Present
James Chun Man Yu 余鎮民 RO 1, 4 2022-08 2022-11
Chengqi Fang 房誠琦 Rep 9 2026-02 Present
Chenchen (SFC:BSF412) Zhang 張晨晨 Rep 1, 4 2022-04 2023-03
Jialei Zhang 張佳蕾 Rep 1, 4, 9 2025-02 Present
Showing 1–9 of 9

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