Ho Man Fanny Ng
吳皓敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Man Fanny Ng (吳皓敏), a licensed former licensee with CE reference AKU292. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpine Corporate Finance Limited 鼎柏融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-12-21 | 2021-01-19 |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-07-31 | 2021-01-18 |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 4 — Advising on securities | 2018-07-31 | 2021-01-18 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2014-10-15 | 2015-04-22 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-10-15 | 2015-04-22 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-18 | 2014-10-15 |
| KGI Capital Asia Limited 凱基金融亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-06-18 | 2014-10-15 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-30 | 2012-06-29 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-30 | 2012-06-29 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-21 | 2009-11-01 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-21 | 2009-11-01 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-06-11 | 2006-12-20 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-06-11 | 2006-12-20 |