James Chun Man Yu
余鎮民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Chun Man Yu (余鎮民), a licensed former licensee with CE reference AET445. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Logic Global Assets Management Limited 邏輯環球資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-01 | 2023-07-31 |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-08-05 | 2022-11-30 |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 4 — Advising on securities | 2022-08-05 | 2022-11-30 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 9 — Asset management | 2021-07-22 | 2022-05-06 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 9 — Asset management | 2021-07-22 | 2022-05-06 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2021-05-03 | 2022-05-06 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-05-03 | 2022-05-06 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
RO | Type 4 — Advising on securities | 2021-05-03 | 2022-05-06 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2021-04-28 | 2021-05-03 |
| SBI China Capital Asset Management Limited 軟庫中華金融資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-28 | 2021-05-03 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 4 — Advising on securities | 2021-04-28 | 2021-05-03 |
| A.H. International Limited |
RO | Type 1 — Dealing in securities | 2007-03-13 | 2020-11-22 |
| A.H. International Limited |
RO | Type 4 — Advising on securities | 2006-07-03 | 2020-11-22 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-05-17 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-02-11 |
| Tisco Securities Hong Kong Limited 得士可證券香港有限公司 |
Rep | Type 9 — Asset management | present | 2004-02-11 |