Iven Tak Leung Lai
黎德良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Iven Tak Leung Lai (黎德良), a licensed Responsible Officer with CE reference AAG867. Currently licensed at 1 firm(s): Alpine Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 9 — Asset management | 2024-06-27 | present |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-21 | present |
| Alpine Securities Limited 高山證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-21 | present |
| Alpine Securities Limited 高山證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-10-26 | 2022-11-21 |
| Alpine Securities Limited 高山證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-26 | 2022-11-21 |
| Quasar Securities Co., Limited 駿昇証券有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-09 | 2022-09-29 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-04-09 | 2022-09-29 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
RO | Type 9 — Asset management | 2019-04-09 | 2022-09-29 |
| Quasar Securities Co., Limited 駿昇証券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-04-08 | 2019-04-09 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-04-08 | 2019-04-09 |
| Quasar Asset Management Limited 駿昇資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-04-08 | 2019-04-09 |
| ACU Asset Management Limited | RO | Type 9 — Asset management | 2018-03-21 | 2019-03-29 |
| ACU Securities Limited |
RO | Type 1 — Dealing in securities | 2016-02-18 | 2019-03-29 |
| ACU Securities Limited |
RO | Type 4 — Advising on securities | 2016-02-18 | 2019-03-29 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-02 | 2016-01-22 |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
RO | Type 4 — Advising on securities | 2015-02-02 | 2016-01-22 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 4 — Advising on securities | 2014-08-12 | 2015-01-16 |
| Vantage New Generation Securities Limited 新世代證券有限公司 |
RO | Type 1 — Dealing in securities | 2013-07-22 | 2015-01-16 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-10-30 | 2013-07-08 |
| Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-16 | 2012-10-30 |
| Hong Kong Securities Holdings Limited 香港證券控股有限公司 |
RO | Type 1 — Dealing in securities | 2012-03-19 | 2012-08-15 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 — Dealing in securities | 2011-03-18 | 2012-03-16 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-30 | 2011-03-18 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-10-03 | 2010-10-19 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-10-03 | 2010-10-19 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-09-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-09-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-09-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-09-28 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-09-28 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-25 |