Ivan Chung Ming Law
羅頌明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivan Chung Ming Law (羅頌明), a licensed Responsible Officer with CE reference ACD844. Currently licensed at 1 firm(s): Boom Securities (H.K.) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-03 | present |
| Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2018-04-03 | present |
| Win Securities Limited 贏證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-04-03 | 2024-10-03 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-02-13 | 2017-09-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2017-02-13 | 2017-09-30 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2017-02-13 | 2017-09-30 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-19 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2013-10-22 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2013-08-27 | 2016-07-19 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-08-27 | 2017-02-12 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2013-08-27 | 2013-10-22 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
RO | Type 3 — Leveraged foreign exchange trading | 2011-08-10 | 2013-08-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-11 | 2013-08-03 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-11-22 | 2013-08-03 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2006-09-15 | 2011-08-10 |