Yiu Kwong Chan
陳耀光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiu Kwong Chan (陳耀光), a licensed Responsible Officer with CE reference AED596. Currently licensed at 2 firm(s): Modern Innovative Securities Limited, Modern Innovative Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 65.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-24 | present |
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2026-03-24 | present |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-24 | present |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 9 — Asset management | 2026-03-24 | present |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-25 | 2026-03-24 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-25 | 2026-03-24 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-02-25 | 2026-03-24 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 4 — Advising on securities | 2025-05-14 | 2026-01-04 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 9 — Asset management | 2025-05-14 | 2026-01-04 |
| LUPU (Hong Kong) Limited 陸浦(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-13 | 2026-01-04 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-18 | 2024-12-02 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
RO | Type 4 — Advising on securities | 2024-01-18 | 2025-01-01 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
RO | Type 9 — Asset management | 2024-01-18 | 2025-01-01 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2024-01-03 | 2024-01-18 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
Rep | Type 4 — Advising on securities | 2024-01-03 | 2024-01-18 |
| Victoria Harbour International Financial Holdings Limited 維港國際金融控股有限公司 |
Rep | Type 9 — Asset management | 2024-01-03 | 2024-01-18 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-02-20 | 2023-10-13 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 4 — Advising on securities | 2023-02-20 | 2023-10-13 |
| Raising International Securities Limited 瑞昇國際證券有限公司 |
RO | Type 9 — Asset management | 2023-02-20 | 2023-10-13 |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-30 | 2023-01-17 |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
RO | Type 4 — Advising on securities | 2022-05-30 | 2023-01-17 |
| Invision Asset Management International Limited 前瞻金融投資管理國際有限公司 |
RO | Type 9 — Asset management | 2022-05-30 | 2023-01-17 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 9 — Asset management | 2021-03-03 | 2021-10-31 |
| Modern Innovative Asset Management Limited 新質資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-26 | 2021-10-31 |
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 1 — Dealing in securities | 2020-11-26 | 2021-10-31 |
| Modern Innovative Securities Limited 新質證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2020-11-26 | 2021-10-31 |
| Modern Innovative Securities Limited 新質證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-11 | 2020-11-26 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-24 | 2020-08-03 |
| Marketsense Securities Limited 友盈證券有限公司 |
RO | Type 4 — Advising on securities | 2019-06-13 | 2020-08-03 |
| Marketsense Securities Limited 友盈證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-19 | 2020-08-03 |
| Partners Capital Securities Limited 博大證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-27 | 2016-12-01 |
| Partners Capital Securities Limited 博大證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-11 | 2016-07-27 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-04 | 2016-06-17 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2015-09-04 | 2016-06-17 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-24 | 2015-09-04 |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-07-24 | 2015-09-04 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-02-11 | 2015-06-01 |
| Future Growth Asset Management Limited 聚合資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-02-11 | 2015-06-01 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2013-01-09 | 2015-06-01 |
| Future Growth Financial Services Limited 聚合金融服務有限公司 |
RO | Type 2 — Dealing in futures contracts | 2013-01-09 | 2015-06-01 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-12-10 | 2013-01-05 |
| Imperium International Securities Limited 帝國國際証券有限公司 |
RO | Type 1 — Dealing in securities | 2012-07-30 | 2013-01-05 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2010-12-29 | 2012-04-12 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2010-12-29 | 2012-04-12 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-01-13 | 2010-12-29 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2009-06-02 | 2009-12-02 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-05-07 | 2009-06-02 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-06 | 2010-12-29 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-03 | 2009-03-01 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-05-03 | 2009-03-01 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-24 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-04-24 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2006-04-24 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-03 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-21 |
| Aisance Asset Management Limited 君達資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-03 |