ICBC International Asset Management Limited
工銀國際資產管理有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for ICBC International Asset Management Limited (工銀國際資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ATQ679. Current licensed staff on file: 0 (total recorded over time: 102). Earliest licence on file: 2009-12-14.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2016-06-15 | 2024-10-15 |
| Type 4 — Advising on securities | 2009-12-14 | 2024-10-15 |
| Type 9 — Asset management | 2009-12-14 | 2024-10-15 |
Licensed staff (all-time) (102)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Liyan An 安麗艷 | RO 1, 4, 9 | 2018-02 | 2021-09 |
| Che Chen 陳彻 | RO 4, 9 | 2014-07 | 2015-09 |
| Shirley Lai Ling Chiu 趙玲 | RO 4, 9 | 2014-12 | 2015-11 |
| Ming Hang Chong 莊銘恒 | RO 4, 9 Rep 4, 9 | 2020-08 | 2021-05 |
| Lin Cong 叢林 | RO 1, 4, 9 | 2018-03 | 2019-03 |
| Dong (SFC:BHT018) Gao 高東 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-01 | 2023-05 |
| Elaine Hung 熊伊麗 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-06 | 2020-01 |
| Roy Oi Lung Kwok 郭凱龍 | RO 4, 9 Rep 4, 9 | 2012-03 | 2015-01 |
| Stanley Ka Lok Kwok 郭家洛 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-10 | 2024-10 |
| Eddy Ka Yip Lau 劉家業 | RO 9 Rep 9 | 2011-05 | 2012-03 |
| Dawei Liu 劉大偉 | RO 1, 4 Rep 1, 4, 9 | 2018-04 | 2022-04 |
| Kin Kan Ma 馬建勤 | RO 4, 9 | 2009-12 | 2015-01 |
| Jingwei Miao 苗勁崴 | RO 4, 9 Rep 4, 9 | 2020-08 | 2021-08 |
| Kin Wai Mok 莫建偉 | RO 4, 9 | 2009-12 | 2010-07 |
| Jinsheng Qiao 喬晋声 | RO 1, 4, 9 | 2021-12 | 2024-03 |
| Sheila Shao | RO 1, 4, 9 Rep 4, 9 | 2015-09 | 2019-06 |
| Haiwen Sun 孫海文 | RO 1, 4 Rep 1, 4, 9 | 2017-07 | 2024-03 |
| Yi Tang 湯熠 | RO 1, 4, 9 Rep 4, 9 | 2015-05 | 2023-07 |
| Hao (SFC:BFR960) Wang 王浩 | RO 1, 4, 9 Rep 1, 4, 9 | 2021-06 | 2024-10 |
| Yaowu Wang 汪要武 | RO 1, 4, 9 Rep 4, 9 | 2015-10 | 2024-03 |
| Ka Lok (SFC:AQX394) Wong 黃家樂 | RO 4, 9 Rep 4, 9 | 2011-06 | 2013-03 |
| Pinggui Xiang 向平貴 | RO 4, 9 | 2010-07 | 2011-06 |
| Yuqiang Xiao 肖玉强 | RO 1, 4, 9 | 2022-08 | 2024-03 |
| Yuguo Yang 杨煜国 | RO 1, 4, 9 | 2023-07 | 2024-03 |
| Eric Sau San Yeung 楊秀臣 | RO 1, 4, 9 | 2015-03 | 2024-03 |
| Yuk Lun Yeung 楊玉麟 | RO 4, 9 | 2009-12 | 2015-01 |
| Shifei Zhou 周仕飛 | RO 4, 9 Rep 1, 4, 9 | 2021-04 | 2024-03 |
| Fangke Bu 卜方可 | Rep 1, 4, 9 | 2024-01 | 2024-03 |
| Jingmu Cao 曹靖牧 | Rep 1, 4 | 2018-11 | 2019-02 |
| Cheuk Yin (SFC:AXG304) Chan 陳卓然 | Rep 1, 4, 9 | 2017-03 | 2019-12 |
| Kai Cheung Chan 陳啟祥 | Rep 1, 4, 9 | 2017-10 | 2018-05 |
| Tim Yu Chan 陳添裕 | Rep 1, 4, 9 | 2018-06 | 2020-07 |
| Yi (SFC:APG474) Chan 朱繹 | Rep 9 | 2018-09 | 2021-04 |
| Guowen Chen 陳國文 | Rep 4, 9 | 2016-02 | 2017-03 |
| Luer Chen 陳路兒 | Rep 1, 4, 9 | 2017-11 | 2023-10 |
| Xiao Chen 陳曉 | Rep 4, 9 | 2015-03 | 2016-03 |
| Yi Ting Chen 陳意婷 | Rep 4, 9 | 2016-08 | 2018-01 |
| Yuen Yu Cheng 莊宛儒 | Rep 1, 4, 9 | 2017-06 | 2017-12 |
| Yujia Cheng 成雨佳 | Rep 1, 4, 9 | 2016-11 | 2019-04 |
| Ka Wai (SFC:ALA617) Choi 蔡嘉偉 | Rep 4, 9 | 2012-07 | 2014-12 |
| Siu Tong Edward Choi 蔡兆棠 | Rep 1, 4, 9 | 2017-11 | 2019-04 |
| Yanzhi (SFC:BRP340) Ding 丁延智 | Rep 1, 4, 9 | 2021-08 | 2024-03 |
| Yaoyao Duan 段瑤瑤 | Rep 4, 9 | 2012-05 | 2012-08 |
| Wei (SFC:AOT337) Fang 方煒 | Rep 9 | 2015-11 | 2016-12 |
| Wei (SFC:BNB235) Fang 房蔚 | Rep 1, 4, 9 | 2018-06 | 2022-12 |
| Wai Ching Fong 方慧貞 | Rep 4, 9 | 2011-07 | 2014-12 |
| Jiachen Geng 耿家琛 | Rep 1, 4, 9 | 2018-09 | 2019-11 |
| Qi (SFC:AZB400) Guo 郭琦 | Rep 4, 9 | 2015-07 | 2016-11 |
| Boyuan Hao 郝博元 | Rep 1, 4, 9 | 2018-09 | 2019-10 |
| Longbo Hao 郝龍波 | Rep 1, 4, 9 | 2022-04 | 2024-03 |
| Xinyi He 賀歆懿 | Rep 1, 4, 9 | 2015-07 | 2022-01 |
| Liming Huang 黃立明 | Rep 4, 9 | 2011-04 | 2014-11 |
| Pak Yung Hung 洪柏榕 | Rep 4, 9 | 2015-12 | 2017-08 |
| Wen Jin 金雯 | Rep 4, 9 | 2015-06 | 2016-06 |
| Ke Ke 柯可 | Rep 1, 4, 9 | 2018-08 | 2021-02 |
| Wing Shuen Ke 柯泳璇 | Rep 9 | 2017-06 | 2018-04 |
| Wei (SFC:AXU890) Kong 孔偉 | Rep 4, 9 | 2014-12 | 2017-07 |
| Kok Wah Kwan 關國華 | Rep 4, 9 | 2015-03 | 2015-09 |
| Ning Yee Frances Lee 李令儀 | Rep 4, 9 | 2015-07 | 2016-04 |
| Jiadai Li 李佳黛 | Rep 4, 9 | 2015-04 | 2016-08 |
| Junhui Li 李俊慧 | Rep 1, 4, 9 | 2017-11 | 2018-04 |
| Xiang Hong Li 李向紅 | Rep 4, 9 | 2012-03 | 2014-12 |
| Xianglong Li 李祥龍 | Rep 1, 4 | 2018-09 | 2019-06 |
| Chun Wah Lo 魯震華 | Rep 1, 4, 9 | 2018-04 | 2018-12 |
| Benson Cheng Lu 陸正心 | Rep 4, 9 | 2011-06 | 2013-10 |
| Ping Lu 盧平 | Rep 1, 4 | 2018-01 | 2018-04 |
| Yang (SFC:BPB343) Lu 陸楊 | Rep 1, 4, 9 | 2019-10 | 2022-06 |
| Winnoc Lui 呂韡諾 | Rep 1, 4, 9 | 2017-09 | 2018-02 |
| Weihuan Meng 孟維歡 | Rep 4, 9 | 2012-06 | 2014-12 |
| Bernard Chee Leung Ng 吳子樑 | Rep 4, 9 | 2015-09 | 2018-11 |
| Yaqian Ou 歐雅倩 | Rep 1, 4 | 2018-10 | 2022-07 |
| Xin Qiu 丘欣 | Rep 1, 4, 9 | 2020-12 | 2024-03 |
| Xiaofeng Shi 施曉峰 | Rep 4, 9 | 2012-06 | 2012-09 |
| Shih-Wei Shuai 帥仕偉 | Rep 1, 4 | 2018-11 | 2022-07 |
| Annie Lap Chun Shum 沈立雋 | Rep 1, 4, 9 | 2018-03 | 2018-06 |
| Siu Hei So 蘇少曦 | Rep 4, 9 | 2015-12 | 2016-08 |
| Wei (SFC:BEV823) Song 宋偉 | Rep 9 | 2018-10 | 2021-04 |
| Xinyue Sun 孫心悅 | Rep 1, 4 | 2018-09 | 2021-04 |
| Xukanghong Sun 孫徐康弘 | Rep 1, 4, 9 | 2018-07 | 2019-10 |
| Yushang Tang 唐羽裳 | Rep 1, 4, 9 | 2017-04 | 2019-12 |
| Borui Wang 王博睿 | Rep 1, 4 | 2016-11 | 2019-02 |
| Tian (SFC:BJP485) Wang 王天 | Rep 1, 4 | 2017-05 | 2017-10 |
| Xiaotong (SFC:BNF911) Wang 王晓彤 | Rep 1, 4, 9 | 2018-07 | 2021-11 |
| Kelvin Kai Siu Wong 王啟兆 | Rep 1, 4, 9 | 2015-07 | 2018-04 |
| Wenquan Wu 吳文全 | Rep 4, 9 | 2012-06 | 2014-12 |
| Yi Ting Wu 吳翊婷 | Rep 1, 4, 9 | 2018-10 | 2021-07 |
| Wei (SFC:BIX413) Xia 夏微 | Rep 4, 9 | 2017-01 | 2017-07 |
| Hai (SFC:AMA054) Xu 徐海 | Rep 4, 9 | 2011-07 | 2014-11 |
| Jing (SFC:AYY708) Xu 徐婧 | Rep 4, 9 | 2014-01 | 2014-12 |
| Ke (SFC:AWZ396) Xu 徐可 | Rep 4, 9 | 2011-04 | 2014-12 |
| Nan (SFC:BNF962) Yang 楊楠 | Rep 1, 4 | 2018-07 | 2019-06 |
| Yang (SFC:ARH481) Yang 楊阳 | Rep 1, 4, 9 | 2018-03 | 2018-11 |
| Chuen Lok Yau 丘傳樂 | Rep 4, 9 | 2014-11 | 2015-07 |
| Jin Yu 于錦 | Rep 1, 4 | 2018-07 | 2019-03 |
| Raphael Zanoni | Rep 1, 4, 9 | 2016-06 | 2018-04 |
| Lu (SFC:APH122) Zeng 曾璐 | Rep 4, 9 | 2012-06 | 2014-12 |
| Pingting Zhang 張娉婷 | Rep 1, 4, 9 | 2018-04 | 2019-03 |
| Qianqian (SFC:AXK077) Zhang 張茜倩 | Rep 4, 9 | 2011-06 | 2014-09 |
| Shuangyi Zhang 張雙異 | Rep 1, 4, 9 | 2017-02 | 2017-12 |
| Zhihui Zheng 鄭至輝 | Rep 4, 9 | 2015-11 | 2017-05 |
Showing 1–100 of 102