Pinggui Xiang
向平貴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pinggui Xiang (向平貴), a licensed Responsible Officer with CE reference AOJ791. Currently licensed at 1 firm(s): Direction Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Direction Capital Limited 方向資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-08 | present |
| Direction Capital Limited 方向資本有限公司 |
RO | Type 9 — Asset management | 2020-05-08 | present |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-05-04 | 2018-11-30 |
| UCF Asset Management (HK) Limited 先鋒資產管理(香港)有限公司 |
RO | Type 9 — Asset management | 2012-05-04 | 2018-11-30 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 — Advising on securities | 2011-12-23 | 2012-01-04 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 — Asset management | 2011-08-25 | 2012-01-04 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-01-24 | 2011-06-27 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2010-09-20 | 2011-06-27 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2010-09-20 | 2011-06-27 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2010-07-16 | 2011-06-27 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2010-07-16 | 2011-06-27 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-02-26 | 2010-07-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
RO | Type 9 — Asset management | 2009-02-26 | 2010-07-11 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-09-17 | 2009-02-26 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-09-17 | 2009-02-26 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2007-01-08 | 2007-10-19 |
| UBS Securities Hong Kong Limited | Rep | Type 1 — Dealing in securities | 2007-01-08 | 2007-10-19 |