UCF Asset Management (HK) Limited

先鋒資產管理(香港)有限公司
CE No. AZF661 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UCF Asset Management (HK) Limited (先鋒資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference AZF661. Current licensed staff on file: 0 (total recorded over time: 10). Earliest licence on file: 2012-05-04.

Licence history

ActivityFromTo
Type 4 — Advising on securities 2012-05-04 2020-10-04
Type 9 — Asset management 2012-05-04 2020-10-04

Licensed staff (all-time) (10)
Active on date

Name Activities First licensed To
Min Cao 曹敏 RO 4, 9 Rep 4, 9 2017-09 2019-04
Chun Sing Chau 周振聲 RO 4, 9 Rep 4, 9 2015-04 2017-08
Pak To Ching 程栢濤 RO 4, 9 2012-05 2012-05
Shirley Sui-Wei Hsu 許穗煒 RO 4 Rep 4, 9 2012-06 2017-03
Hung Kei Ip 葉鴻基 RO 4, 9 2018-11 2019-07
Chi Ming Lau 劉智明 RO 4, 9 2016-05 2016-12
Florian Armand Julien Martigny RO 4, 9 Rep 4, 9 2019-05 2019-10
Gilda May Ying Sze-To 司徒美英 RO 4, 9 Rep 4, 9 2012-05 2015-09
Pinggui Xiang 向平貴 RO 4, 9 2012-05 2018-11
Zhe (SFC:BAF527) Liu 劉喆 Rep 4, 9 2012-10 2016-03
Showing 1–10 of 10

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