Stanley Ka Lok Kwok
郭家洛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stanley Ka Lok Kwok (郭家洛), a licensed Responsible Officer with CE reference ARL159. Currently licensed at 1 firm(s): ICBC International Fund Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-22 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-12-22 | present |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2023-12-22 | present |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2019-06-03 | 2024-10-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-06 | 2019-06-03 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-12-06 | 2019-06-03 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-10-11 | 2019-06-03 |
| Double Haven Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-03-14 | 2018-10-02 |
| NewSmith Capital Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-09-10 | 2008-10-31 |
| NewSmith Capital Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2008-09-10 | 2008-10-31 |