NewSmith Capital Partners (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for NewSmith Capital Partners (Hong Kong) Limited ( ), a Hong Kong-based licensed corporation with CE reference AMK295. Current licensed staff on file: 0 (total recorded over time: 4). Earliest licence on file: 2006-01-10.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2006-01-10 | 2009-03-03 |
| Type 9 — Asset management | 2006-01-10 | 2009-03-03 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Jaclyn Wan Hoon Chua | RO 4, 9 | 2006-01 | 2008-10 |
| Seow Che Low 劉曉奇 | RO 4, 9 | 2006-01 | 2008-10 |
| Eric Chi Tsung Choi 蔡智聰 | Rep 9 | 2006-09 | 2008-10 |
| Stanley Ka Lok Kwok 郭家洛 | Rep 4, 9 | 2008-09 | 2008-10 |
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