Ning Yee Frances Lee
李令儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ning Yee Frances Lee (李令儀), a licensed former licensee with CE reference BFX750. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-05 | 2025-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 4 — Advising on securities | 2019-01-25 | 2025-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
RO | Type 9 — Asset management | 2019-01-25 | 2025-03-31 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-02 | 2019-01-25 |
| DC Wealth Management (HK) Limited 德萃財富管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-01-02 | 2019-01-25 |
| YRD Asset Management Limited | RO | Type 1 — Dealing in securities | 2017-10-23 | 2019-01-01 |
| YRD Asset Management Limited | RO | Type 4 — Advising on securities | 2017-10-23 | 2019-01-01 |
| YRD Asset Management Limited | RO | Type 9 — Asset management | 2017-10-23 | 2019-01-01 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-29 | 2016-04-06 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2015-07-29 | 2016-04-06 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2015-07-29 | 2016-04-06 |