Benson Cheng Lu
陸正心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Benson Cheng Lu (陸正心), a licensed Responsible Officer with CE reference AKY985. Currently licensed at 1 firm(s): CLOUDVIEW ASSET MANAGEMENT LIMITED. Active regulated activities: Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLOUDVIEW ASSET MANAGEMENT LIMITED 鋆昊資產管理有限公司 |
RO | Type 9 — Asset management | 2024-06-11 | present |
| Astrapto Capital Partners (HK) Limited | RO | Type 9 — Asset management | 2021-12-28 | 2024-06-04 |
| Cloudview Capital Investment Management Limited 鋆昊資本投資管理有限公司 |
RO | Type 9 — Asset management | 2014-11-18 | 2021-08-17 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-21 | 2014-11-17 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2014-03-21 | 2014-11-17 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2014-03-21 | 2014-11-17 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-07 | 2013-10-18 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-07 | 2013-10-18 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-07 | 2013-10-18 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-14 | 2013-10-18 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-06-14 | 2013-10-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-05-08 | 2011-02-09 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-20 | 2006-04-29 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-08-20 | 2006-04-29 |