Eddy Ka Yip Lau
劉家業
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Eddy Ka Yip Lau (劉家業), a licensed Responsible Officer with CE reference ACD286. Currently licensed at 2 firm(s): CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities. Total licence records on file: 32.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-12-27 | present |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-05-03 | present |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2012-05-03 | present |
| CA Premium International (HK) Limited | RO | Type 3 — Leveraged foreign exchange trading | 2019-09-23 | 2023-05-31 |
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-27 | 2012-05-03 |
| CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-27 | 2012-05-03 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-09 | 2012-03-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-09 | 2012-03-21 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2011-06-09 | 2012-03-21 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2011-06-09 | 2012-03-21 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2011-06-09 | 2012-03-21 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-16 | 2011-06-09 |
| ICBC International Futures Limited 工銀國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-05-16 | 2011-06-09 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-16 | 2011-06-09 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-16 | 2011-06-09 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 9 — Asset management | 2009-10-13 | 2011-05-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-03-20 | 2009-10-13 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-01-08 | 2011-05-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2007-11-01 | 2011-05-03 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2007-07-05 | 2011-05-03 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-06-05 | 2008-01-08 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-15 | 2007-07-05 |
| GT Capital Limited 高富金融有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-27 | 2006-12-15 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-09-01 | 2006-10-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-01 | 2006-10-26 |
| Asia Pacific Securities Limited 亞太證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-09-01 | 2006-10-26 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-09-01 | 2006-10-26 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 1 — Dealing in securities | 2006-07-24 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 4 — Advising on securities | 2006-07-24 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 2 — Dealing in futures contracts | 2006-03-03 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 5 — Advising on futures contracts | 2006-03-03 | 2006-08-31 |
| GT Capital Limited 高富金融有限公司 |
RO | Type 9 — Asset management | 2005-09-29 | 2006-08-31 |