Che Chen
陳彻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Che Chen (陳彻), a licensed former licensee with CE reference BCB567. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| NeoSpective Capital Limited 聯裕資本有限公司 |
RO | Type 4 — Advising on securities | 2022-05-20 | 2023-05-31 |
| NeoSpective Capital Limited 聯裕資本有限公司 |
RO | Type 9 — Asset management | 2022-05-20 | 2023-05-31 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2021-01-28 | 2021-10-08 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
RO | Type 9 — Asset management | 2021-01-28 | 2021-10-08 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-01 | 2021-01-28 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-01 | 2021-01-28 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 4 — Advising on securities | 2016-09-22 | 2020-07-15 |
| BOSC International Company Limited 上銀國際有限公司 |
RO | Type 9 — Asset management | 2016-05-11 | 2020-07-15 |
| BOSC International Company Limited 上銀國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-03-03 | 2020-07-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-07-02 | 2015-09-01 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 9 — Asset management | 2014-07-02 | 2015-09-01 |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-10-15 | 2015-09-01 |