Haiwen Sun
孫海文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiwen Sun (孫海文), a licensed former licensee with CE reference BJX741. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 1 — Dealing in securities | 2024-01-30 | 2025-11-01 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 4 — Advising on securities | 2024-01-30 | 2025-11-01 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
RO | Type 9 — Asset management | 2024-01-30 | 2025-11-01 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-18 | 2024-03-13 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-25 | 2024-03-13 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-09-25 | 2024-03-13 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-11 | 2020-09-25 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-11 | 2020-09-25 |