Ke (SFC:AWZ396) Xu
徐可
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ke (SFC:AWZ396) Xu (徐可), a licensed former licensee with CE reference AWZ396. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-07 | 2015-09-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2013-06-07 | 2015-09-30 |
| ICBC International Fund Management Limited 工銀國際基金管理有限公司 |
Rep | Type 9 — Asset management | 2013-06-07 | 2015-09-30 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-04-14 | 2014-12-15 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-04-14 | 2014-12-15 |