Kai Cheung Chan
陳啟祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Cheung Chan (陳啟祥), a licensed Representative with CE reference APO196. Currently licensed at 1 firm(s): HSBC Securities Brokers (Asia) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-08-18 | present |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-26 | 2018-05-03 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-26 | 2018-05-03 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-10-26 | 2018-05-03 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-12 | 2017-10-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-12 | 2017-10-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-04-12 | 2017-10-13 |
| BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 法國巴黎資產管理亞洲有限公司 |
Rep | Type 9 — Asset management | 2010-04-12 | 2017-10-13 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-06-17 | 2010-07-02 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-09-04 | 2010-11-08 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2007-09-04 | 2010-07-02 |
| BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司 |
Rep | Type 9 — Asset management | 2007-09-04 | 2010-07-02 |