Annie Lap Chun Shum
沈立雋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Annie Lap Chun Shum (沈立雋), a licensed Representative with CE reference ALN110. Currently licensed at 1 firm(s): CSOP Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-16 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-07-16 | present |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-07-16 | present |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-03-26 | 2018-06-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-03-26 | 2018-06-12 |
| ICBC International Asset Management Limited 工銀國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-03-26 | 2018-06-12 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-12-15 | 2017-10-31 |
| Sensible Asset Management Limited 盛寶資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-12-15 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 1 — Dealing in securities | 2011-05-05 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 4 — Advising on securities | 2011-05-05 | 2017-10-31 |
| Value Partners Hong Kong Limited 惠理基金管理香港有限公司 |
Rep | Type 9 — Asset management | 2011-05-05 | 2017-10-31 |
| Value Partners Limited 惠理基金管理公司 |
Rep | Type 9 — Asset management | 2011-05-05 | 2017-10-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 — Advising on securities | 2010-08-18 | 2011-04-15 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2010-08-18 | 2011-04-15 |
| China Everbright Assets Management Limited 中國光大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-01-30 | 2010-08-03 |
| Ge Shang Investment (Hong Kong) Limited 格上投資(香港)股份有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-13 | 2008-09-30 |