Winnington Capital Limited

永靈通金融有限公司

CE No. AFV038 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winnington Capital Limited (永靈通金融有限公司), a Hong Kong-based licensed corporation with CE reference AFV038. Currently licensed for regulated activity type(s) 4 — Advising on securities; 5 — Advising on futures contracts; 9 — Asset management. Current licensed staff on file: 1 (total recorded over time: 23).

More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →

Registered address

Unit 23, 2/F, Pang Kwong Building, 59 Hung To Road, Kwun Tong

Licence history

Activity	From	To
Type 4 — Advising on securities	present	present
Type 5 — Advising on futures contracts	present	present
Type 9 — Asset management	present	present

Licensed staff (all-time) (23)
Active on date

4 Advising on securities 5 Advising on futures contracts 9 Asset management

RO only

Name	Activities	First licensed	To
Chi Chung Chiu 趙志中	RO 4, 5, 9 Rep 4, 5, 9	2011-04	2024-12
Sanjiv Garg	RO 4, 5, 9 Rep 4, 5, 9	2007-07	2013-03
Kam Biu Hung 洪錦標	RO 4, 5, 9	Pre-2003	Present
Wai Him Kwong 鄺維謙	RO 4, 5, 9 Rep 4, 5, 9	2005-08	2010-05
Sin Kwan Loo 盧善君	RO 4, 5, 9 Rep 4, 5, 9	2005-07	2015-01
Paul Steven Serfaty	RO 4, 9 Rep 4, 9	2007-04	2012-12
Kam Tong Yan 甄錦棠	RO 4, 5, 9	2005-05	2006-08
Regis Braure	Rep 9	2011-08	2012-08
Hiu Tung (SFC:BBF431) Chan 陳曉彤	Rep 4, 5, 9	2013-05	2014-03
Hoi Sang Chan 陳凱笙	Rep 4, 5, 9	2006-06	2012-06
Brian Hiu Fung Chiu 趙曉峰	Rep 4, 5, 9	2005-03	2011-01
Joel Jens Chu 朱喬立	Rep 4, 5, 9	2006-05	2008-12
John Ginsbury	Rep 4, 5, 9	2007-08	2008-09
Kam Ho Law 羅錦豪	Rep 9	2014-12	2019-08
Hongda Liu 劉宏達	Rep 4, 5, 9	2011-04	2017-06
Brian Victor Edward Nordberg	Rep 4, 5, 9	2007-11	2008-12
To Sing Poon 潘道成	Rep 4, 5	2008-01	2008-12
Jinjing Shi 史晉京	Rep 4	2012-09	2013-05
Annie Lap Chun Shum 沈立雋	Rep 4, 9	2010-08	2011-04
Kwandy Tanudiredja	Rep 9	2019-09	2021-07
Feng (SFC:ARB922) Wang 王峰	Rep 4, 5, 9	2011-01	2012-07
Kwok Hei (SFC:APC138) Wong 黃國熙	Rep 9	2015-05	2017-05
Joy Fangyue Yuan 袁方悅	Rep 4, 5, 9	2010-04	2010-09