Wai Him Kwong
鄺維謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Him Kwong (鄺維謙), a licensed former licensee with CE reference ABJ688. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Basic Asset Management Limited 基匯資產管理有限公司 |
RO | Type 9 — Asset management | 2010-08-04 | 2024-11-11 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 4 — Advising on securities | 2005-09-22 | 2010-05-19 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 5 — Advising on futures contracts | 2005-09-22 | 2010-05-19 |
| Winnington Capital Limited 永靈通金融有限公司 |
RO | Type 9 — Asset management | 2005-09-22 | 2010-05-19 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-22 | 2005-09-22 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 — Advising on futures contracts | 2005-08-22 | 2005-09-22 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2005-08-11 | 2005-09-22 |
| Eva Asset Management Limited |
RO | Type 1 — Dealing in securities | 2003-08-08 | 2005-07-21 |
| Eva Asset Management Limited |
RO | Type 9 — Asset management | 2003-08-08 | 2005-07-21 |
| Eva Asset Management Limited |
Rep | Type 1 — Dealing in securities | present | 2003-08-08 |
| Eva Asset Management Limited |
Rep | Type 9 — Asset management | present | 2003-08-08 |