Joy Fangyue Yuan
袁方悅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joy Fangyue Yuan (袁方悅), a licensed former licensee with CE reference AMH572. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ApaH Capital Management Limited 上善資本管理有限公司 |
Rep | Type 9 — Asset management | 2021-02-17 | 2022-04-24 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-02-15 | 2020-03-03 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-02-15 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2011-02-15 | 2020-03-03 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2011-02-15 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-02-15 | 2020-03-03 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-02-15 | 2011-12-31 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-13 | 2010-09-09 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 5 — Advising on futures contracts | 2010-04-13 | 2010-09-09 |
| Winnington Capital Limited 永靈通金融有限公司 |
Rep | Type 9 — Asset management | 2010-04-13 | 2010-09-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-02-17 | 2007-12-05 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | 2006-02-15 | 2007-12-05 |
| CITIC Frontier China Research Limited 中信投資研究有限公司 |
Rep | Type 4 — Advising on securities | 2005-08-01 | 2006-01-09 |