Halbis Capital Management (Hong Kong) Limited

CE No. AAI117 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Halbis Capital Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference AAI117. Current licensed staff on file: 0 (total recorded over time: 99). Earliest licence on file: 2005-06-23.

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2005-06-23 2012-05-11
Type 1 — Dealing in securities present 2004-08-30
Type 2 — Dealing in futures contracts 2008-04-01 2012-05-11
Type 4 — Advising on securities 2005-06-23 2012-05-11
Type 4 — Advising on securities present 2004-05-07
Type 5 — Advising on futures contracts 2005-06-23 2012-05-11
Type 6 — Advising on corporate finance present 2004-05-07
Type 9 — Asset management 2005-06-23 2012-05-11
Type 9 — Asset management present 2004-05-07

Licensed staff (all-time) (99)
Active on date

Name Activities First licensed To
King Lun Au 區景麟 RO 1, 4, 5, 6, 9 Pre-2003 2008-08
Cecilia Po Chi Chan 陳寶枝 RO 1, 2, 4, 5, 9 Rep 1, 4, 6, 9 Pre-2003 2011-12
Tat Sean Chang 鄭達成 RO 1, 4, 9 Rep 4, 9 2007-09 2011-12
Paul Man Yiu Chow 周文耀 RO 1, 4, 6, 9 Pre-2003 2003-04
Ayaz Hatim Ebrahim RO 1, 2, 4, 5, 6, 9 Rep 1, 4, 9 Pre-2003 2011-05
Leon Goldfeld RO 1, 4, 5, 9 Rep 1 2004-07 2010-06
Denis James Gould RO 1, 2, 4, 5, 9 2011-10 2011-12
Yuk Chun Hsieh 佘玉真 RO 1, 2, 4, 9 Rep 1, 2, 4, 6, 9 Pre-2003 2011-06
Andrew Shu Yan Lee 李樹仁 RO 1, 2, 4, 5, 9 Rep 4, 9 2005-07 2011-08
Sandra Yuen Man Lee 李婉雯 RO 1 Rep 1, 4, 6, 9 Pre-2003 2004-08
James Samuel Levy RO 1, 2, 4 Rep 1, 2, 4, 9 2011-03 2011-12
Guillermo Eduardo Maldonado-Codina RO 1, 5, 9 2011-09 2011-12
Philip Wan Yu Mok 莫韻餘 RO 1, 4, 5, 9 Rep 4, 5, 9 2005-07 2011-12
Husan Pai 白浩森 RO 1, 4, 5, 9 Rep 4, 5, 9 2005-07 2011-12
Blair Chilton Pickerell RO 1 2003-07 2004-08
Sze Ki Yip 葉士奇 RO 1, 4, 5, 9 2011-06 2011-12
Sami Julian Abouzahr Rep 4, 9 2008-07 2011-12
Christopher Richard Adams Rep 1, 4, 9 2011-10 2011-12
Elizabeth Anne Allen 林安妮 Rep 1, 4, 9 2011-10 2011-12
Victor Crisol Arakaki Rep 1 2010-05 2010-06
Xavier Francois Baraton Rep 1 2010-04 2011-05
Jean-Charles Bertrand Rep 1 2010-06 2010-07
Pedro Augusto Botelho Bastos Rep 1 2009-09 2009-10
Debbie Ka Yee Chan 陳嘉怡 Rep 4, 9 2007-09 2011-12
Oi Wan Chan 陳靄雲 Rep 4, 9 2007-08 2011-12
Suk Man Chan 陳淑敏 Rep 1, 4, 5, 9 2009-12 2011-12
Jennifer Ting Chang Rep 1, 4, 9 2010-07 2011-12
Peter Tat Cheong Cheng 鄭達昌 Rep 1, 4, 9 2004-08 2005-10
Ferdinand Siu Yuen Cheuk 卓兆源 Rep 1, 4, 9 2011-03 2011-12
Michelle Wei Sze Cheung 張慧詩 Rep 4, 9 2006-09 2008-09
Sau Ki Cheung 張秀琪 Rep 1, 4, 9 2009-04 2010-06
Francis Chuan-Pu Chung 叢川普 Rep 4, 9 2007-09 2011-12
Patrick Marcel Crivelli Rep 4, 9 2006-02 2011-12
Xavier Alain Jacques Desmadryl Rep 1, 4, 9 2010-12 2011-12
Michael Francis Dillon Rep 1, 4, 9 2011-03 2011-12
Sanjiv Duggal Rep 1 2009-08 2010-09
Elina Ka Wai Fung 馮家慧 Rep 1, 4, 9 2007-10 2011-12
Honyu Fung 馮漢宇 Rep 1, 4, 6, 9 Pre-2003 2011-12
David Thomas Gibb Rep 1, 4, 9 2009-04 2011-12
Paul Douglas Helfer Rep 1 2009-09 2010-09
Emily Pui Yee Ho 何佩怡 Rep 4, 9 2006-04 2006-09
Stephen Cheuk Hang Kam 甘卓亨 Rep 4, 5, 9 2005-08 2007-03
Mi Jung Kang Rep 4, 9 2005-07 2011-12
Marge Karner Rep 1 2011-04 2011-04
Wai Man Ko 高偉文 Rep 1, 4, 9 2005-07 2011-12
Man Chung Kwan 關文聰 Rep 4, 9 2008-02 2011-12
Danny Kwok 郭世傑 Rep 1, 2, 4, 9 2011-10 2011-12
Wing Man Kwong 鄺穎文 Rep 1, 4, 9 2003-05 2007-09
Siu Yan Lai 賴少忍 Rep 1, 2, 4, 6, 9 Pre-2003 2011-12
Wing Keung Lai 賴永強 Rep 4, 9 2005-07 2006-10
Leilani Sai Ki Lam 林世淇 Rep 4, 9 2005-07 2011-12
Sammy Chung Hing Lau 劉頌興 Rep 4, 9 2005-07 2005-10
Euisup Lee 李宜燮 Rep 4, 9 2006-11 2007-11
Hubert Wai Hon Lee 李威漢 Rep 4, 9 2006-04 2011-12
Mathew Shih Hao Lee 利仕豪 Rep 4, 9 2006-10 2011-12
Frederic Hubert Francois Leguay Rep 1 2009-11 2011-05
Andrew Wing Che Leung 梁穎致 Rep 1, 4, 6, 9 Pre-2003 2004-05
Lap Wai Leung 梁立偉 Rep 1, 4, 9 2005-07 2011-06
Cecil Chi Yan Li 李志仁 Rep 1, 4, 9 2005-07 2011-12
Yawen (SFC:AVY117) Liu 劉雅雯 Rep 1, 4, 9 2010-09 2011-12
Geoffrey Paul Lunt Rep 1, 4, 9 2011-07 2011-12
Ka Yee Mak 麥家儀 Rep 4, 9 2005-07 2008-07
Ka Ying Mak 麥嘉盈 Rep 1, 4, 9 2008-07 2011-12
Mohammed Azim Meghji Rep 1 2010-04 2011-04
Nilang Jitendra Mehta Rep 1 2010-03 2010-12
Viresh Navnitray Mehta Rep 1 2009-10 2011-03
Bosco Nga Bong Mok 莫雅邦 Rep 1, 2, 4, 9 2007-06 2011-12
Alfred Lap Chung Mui 梅立中 Rep 1, 4, 6, 9 Pre-2003 2011-12
Wing Kee Mung 蒙榮基 Rep 1, 2, 4, 6, 9 Pre-2003 2011-12
Joanna Mary Munro Rep 1 2010-03 2010-03
Kwok Hung (SFC:ACL451) Ng 吳國雄 Rep 1, 2, 4, 6, 9 Pre-2003 2011-06
Lai Wah Ngai 倪麗華 Rep 1, 4, 6, 9 Pre-2003 2008-06
Yien-Li Niu 牛延莉 Rep 1, 4, 9 2011-05 2011-12
Behzad Reza Nowparast Rep 1, 4, 9 2006-04 2007-05
Conor John O'Mara Rep 1, 4, 5, 9 2007-05 2008-07
Pascal Patrick Dominique Pierre Rep 1 2011-04 2011-05
Julien Renoncourt Rep 1 2010-05 2011-06
Charles Paul Robinson Rep 1 2010-03 2011-06
Gordon Pierre Rodrigues Rep 1, 4, 9 2009-04 2011-12
Jean-Francois Andre Schmitt Rep 1 2010-07 2010-08
Kerry David Series Rep 1, 4, 5, 9 2005-07 2006-09
Denise Sarah Simon Rep 1 2010-02 2010-02
Gregory Lok Hang Suen 孫樂衡 Rep 1, 4, 9 2007-12 2011-12
Dominic Noel Swan Rep 1 2010-01 2010-02
Laurent Charles Tignard Rep 1 2009-11 2009-12
Nicholas Richard William Timberlake Rep 1 2010-01 2010-01
Karen Sze Wai Tsang 曾思慧 Rep 1, 4, 9 2005-07 2011-12
Sin Man Tsang 曾倩雯 Rep 1, 4, 6, 9 Pre-2003 2010-05
Robert Denis Tucker Rep 4, 9 2005-07 2010-03
George Vincent Varino III Rep 1 2009-10 2009-11
James Christopher Veneau Rep 1, 4, 9 2009-10 2011-12
Amelia Ngar Men Wong 黃雅雯 Rep 4, 9 2005-07 2007-10
Joyce Wen Mee Wong 王穎薇 Rep 9 2007-05 2009-12
Ka Yau Wong 黃嘉佑 Rep 4, 9 2011-06 2011-12
Richard Chi Lung Wong 黃子驊 Rep 4, 9 2005-07 2011-01
Simpson Leung Hang Wong 黃良恆 Rep 4, 9 2005-07 2007-04
Kam Kay Yip 葉錦基 Rep 4, 9 2011-08 2011-12
Joy Fangyue Yuan 袁方悅 Rep 4, 5, 9 2011-02 2011-12
Shan Zhong 鍾山 Rep 1, 4, 9 2005-09 2011-05
Showing 1–99 of 99

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