Alfred Lap Chung Mui
梅立中
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alfred Lap Chung Mui (梅立中), a licensed former licensee with CE reference ADS047. Total licence records on file: 28.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-05-04 | 2026-04-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2021-05-04 | 2026-04-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2021-05-04 | 2026-04-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2021-05-04 | 2026-04-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2021-05-04 | 2026-04-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 — Advising on futures contracts | 2021-05-04 | 2026-04-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2021-05-04 | 2026-04-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 — Asset management | 2021-05-04 | 2026-04-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-25 | 2021-05-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-25 | 2021-05-04 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2010-06-25 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-25 | 2021-05-04 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2010-06-25 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-25 | 2021-05-04 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2010-06-25 | 2011-12-31 |
| Myo Capital Advisers Limited | Rep | Type 4 — Advising on securities | 2008-03-05 | 2010-06-14 |
| Myo Capital Advisers Limited | Rep | Type 9 — Asset management | 2008-03-05 | 2010-06-14 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2005-07-15 | 2007-03-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-07-15 | 2007-03-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-07-15 | 2007-03-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-04-26 | 2007-03-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | present | 2004-08-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2007-03-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2004-02-16 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2007-03-23 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2004-02-16 |