Stephen Cheuk Hang Kam
甘卓亨
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Stephen Cheuk Hang Kam (甘卓亨), a licensed Representative with CE reference AEI384. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2018-11-01 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2018-11-01 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2018-11-01 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-21 | 2018-10-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2015-08-21 | 2018-10-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-21 | 2018-10-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2015-08-21 | 2018-10-04 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-08-21 | 2018-10-04 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2015-08-21 | 2018-10-04 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-28 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-28 | 2015-01-08 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-20 | 2010-01-13 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-07-20 | 2010-01-13 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-05-16 | 2009-05-20 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-03-27 | 2009-05-20 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-03-27 | 2009-05-20 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2005-08-08 | 2007-03-20 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2005-08-08 | 2007-03-20 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2005-08-08 | 2007-03-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2004-07-21 | 2007-03-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 5 — Advising on futures contracts | 2004-07-21 | 2007-03-20 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2004-07-21 | 2007-03-20 |