Schroder Investment Management (Hong Kong) Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Schroder Investment Management (Hong Kong) Limited, a Hong Kong-based licensed corporation with CE reference ACJ591. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 85 (total recorded over time: 370).
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Registered address
Level 33, Two Pacific Place, 88 Queensway
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | present |
| Type 9 — Asset management | present | present |
| Type 5 — Advising on futures contracts | present | 2004-09-13 |
| Type 6 — Advising on corporate finance | present | 2003-08-08 |
Licensed staff (all-time) (370)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ian Duncan Boyce | RO 4, 6, 9 | Pre-2003 | 2014-04 |
| Patrick Olivier Brenner | RO 4, 9 Rep 4, 9 | 2013-11 | 2021-09 |
| Steve Roger Bryant | RO 1, 4 Rep 1, 4, 9 | 2012-09 | Present |
| James Edmund Campion | RO 1, 4, 9 | Pre-2003 | 2004-07 |
| Amy Yee Kee Cho 曹綺琪 | RO 1, 4, 9 Rep 1, 4, 9 | 2018-12 | 2022-12 |
| Francis Chuan-Pu Chung 叢川普 | RO 4, 9 | Pre-2003 | 2007-05 |
| Richard Anthony Nelson Coghlan | RO 4, 9 Rep 4, 9 | 2006-06 | 2015-08 |
| Lieven M. O. Debruyne | RO 1, 4, 9 Rep 1, 4, 9 | 2005-09 | 2023-02 |
| Zal Dinyar Devitre | RO 1, 4 Rep 1, 4 | 2017-07 | 2020-12 |
| Christopher James Durack | RO 1, 4, 9 Rep 1, 4, 9 | 2016-02 | 2019-01 |
| John Michael Frederic Ford | RO 4 | 2004-01 | 2005-06 |
| Wei (SFC:ASU040) Guo 郭煒 | RO 1, 4 Rep 1, 4, 9 | 2010-06 | Present |
| Guan Huang 黃冠 | RO 1, 4 Rep 1, 4, 9 | 2013-08 | Present |
| Tsz Fung Hui 許子峰 | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | 2022-06 |
| Seung Ju Kim 金升柱 | RO 4, 9 Rep 4, 9 | 2007-08 | Present |
| Keiko Kondo 近藤敬子 | RO 4, 9 Rep 4, 9 | 2017-10 | Present |
| Ginie Yuen Ngar Lam 林宛雅 | RO 1, 4 Rep 1, 4 | 2017-08 | Present |
| Roger Yee Ho Lau 劉以浩 | RO 1, 4 Rep 1, 4, 9 | 2010-02 | 2025-11 |
| Clara Yuet Yee Law 羅月兒 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | Present |
| Sai Yin Lee 李世賢 | RO 1, 4 Rep 1, 4, 9 | 2007-10 | 2022-06 |
| Wai Leung Lo 盧偉良 | RO 4, 9 Rep 4, 6, 9 | Pre-2003 | Present |
| Yin Tat Lui 雷賢達 | RO 1, 4, 5, 6, 9 Rep 1, 4, 9 | Pre-2003 | 2016-04 |
| David Kirkwood MacKenzie | RO 1, 4, 9 Rep 1, 4, 9 | 2006-02 | 2019-04 |
| Alexander Henry McDougall | RO 1, 4, 9 Rep 1, 4, 9 | 2019-05 | Present |
| Gopi Bhagu Mirchandani | RO 1, 4, 9 | 2023-02 | Present |
| Matthew Man Yat Pang 彭文逸 | RO 1, 4 Rep 1, 4, 9 | 2015-03 | Present |
| Robin Stewart Parbrook | RO 4, 9 Rep 4, 9 | Pre-2003 | Present |
| Andrew Frederick Peter Pidden | RO 1, 4, 9 | 2024-08 | Present |
| Elisabeth Charlotte Scott | RO 1, 4, 6, 9 Rep 1, 4, 9 | Pre-2003 | 2009-12 |
| David Christopher Edward Seex | RO 1, 4 Rep 1, 4 | 2018-04 | 2022-12 |
| Richard Shum 岑傑誠 | RO 5 Rep 4, 5, 6, 9 | Pre-2003 | 2003-12 |
| Hsueh-Yu Yu 于學宇 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-06 | Present |
| Justin Abercrombie | Rep 1 | 2009-04 | 2009-04 |
| Zeba Ahmad | Rep 1 | 2019-01 | 2024-01 |
| Benjamin Jakob Alt | Rep 1 | 2019-08 | 2019-09 |
| Chow Yang Ang | Rep 4, 9 | 2007-06 | Present |
| Man Ao 敖曼 | Rep 4 | 2014-09 | 2016-06 |
| Taku Arai | Rep 1 | 2015-07 | 2018-07 |
| Frank Alan Ayres | Rep 1 | 2010-06 | 2019-06 |
| James William Barrineau | Rep 1 | 2013-01 | 2019-04 |
| Rory Lawrence Bateman | Rep 1 | 2013-03 | 2013-03 |
| Rosalind Jane Bazany | Rep 1, 4 | 2016-09 | 2021-06 |
| Eric Philippe Maxime Bertrand | Rep 1 | 2007-02 | 2007-03 |
| Manish Bhatia | Rep 4, 9 | 2008-09 | Present |
| Geoffrey Stephen Blanning | Rep 1 | 2016-06 | 2016-06 |
| Peng Leong Terence Bong | Rep 1, 4, 9 | 2010-10 | 2014-08 |
| Philip Andrew Brooks | Rep 4, 9 | 2004-10 | 2005-07 |
| Alan John Brown | Rep 1 | 2007-05 | 2011-04 |
| Jennifer Katherine Buck | Rep 1 | 2008-05 | 2008-11 |
| Paul James Buckley | Rep 4, 9 | 2008-11 | 2010-11 |
| Daniel Caderas | Rep 4, 9 | 2015-09 | 2017-08 |
| Christian Benjamin Carline | Rep 1, 4, 9 | 2008-05 | 2019-10 |
| Dorian William Carrell | Rep 1 | 2024-04 | 2025-07 |
| Alan Cornelia H. Cauberghs | Rep 1 | 2016-03 | 2017-05 |
| Nicholas Chalmers | Rep 1, 4, 6, 9 | Pre-2003 | 2004-04 |
| Yin Hung Cham 湛燕虹 | Rep 4, 9 | 2026-03 | Present |
| Abraham See Yin Chan 陳思賢 | Rep 4, 9 | 2004-07 | 2009-01 |
| Chi Wai (SFC:BLY761) Chan 陳志偉 | Rep 1 | 2018-01 | 2023-06 |
| Chun Man (SFC:AGJ907) Chan 陳俊文 | Rep 1, 4, 6, 9 | Pre-2003 | 2005-08 |
| Ka Mei Chan 陳家美 | Rep 1, 4, 9 | 2023-09 | Present |
| Matthew Ho Hin Chan 陳皥軒 | Rep 1, 4, 9 | 2026-01 | Present |
| Pinky Yuen Yee Chan 陳婉儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2021-04 |
| Timothy Tsz Kit Chan 陳梓傑 | Rep 1, 4 | 2021-10 | 2024-08 |
| Vincent Wai Chong Chan | Rep 1, 4, 9 | 2016-05 | 2017-06 |
| Winnie Wun-Yin Chan 陳韻妍 | Rep 1 | 2007-03 | 2007-08 |
| Yvonne Hiu Yin Chan 陳曉燕 | Rep 4, 9 | 2007-09 | 2011-11 |
| John Robert Chantrell | Rep 1, 4, 9 | 2016-08 | 2019-06 |
| Hiu Yan Chau 周曉茵 | Rep 1 | 2018-01 | 2021-10 |
| Chao-Teng Chen 陳朝燈 | Rep 1 | 2011-07 | 2011-07 |
| Jiangying Chen 陳江穎 | Rep 1, 4, 9 | 2018-06 | Present |
| Rupeng Chen 陳茹鵬 | Rep 1 | 2019-01 | 2020-06 |
| Wencan Chen 陳文燦 | Rep 4 | 2025-10 | Present |
| Xi (SFC:BBD137) Chen 陳曦 | Rep 4, 9 | 2013-04 | 2015-07 |
| Horace Sui Ho Cheng 鄭瑞昊 | Rep 4 | 2007-06 | 2009-08 |
| Kei Pong Cheng 鄭祁邦 | Rep 1, 4, 9 | 2014-04 | 2021-06 |
| William Wai Fai Cheng 鄭偉輝 | Rep 4, 6, 9 | Pre-2003 | 2013-11 |
| Yin-Ting Cheng 鄭彥廷 | Rep 1, 4, 9 | 2020-08 | 2022-01 |
| Ching Bo Cheung 張靖寶 | Rep 1, 4, 9 | 2019-09 | Present |
| Ka Lun (SFC:AWS224) Cheung 張嘉麟 | Rep 1, 4, 9 | 2013-10 | 2021-09 |
| Pui Ying Cheung 張佩瑩 | Rep 1 | 2020-08 | Present |
| Sai Wa Cheung 張世華 | Rep 1, 4 | 2021-09 | Present |
| Wing Wo Cheung 張永和 | Rep 4, 6, 9 | Pre-2003 | 2024-04 |
| Szu Yi Chin 陳思伊 | Rep 1, 4, 9 | 2008-12 | 2011-06 |
| Hiu Lam Emily Chiu 招曉霖 | Rep 1, 4, 9 | 2019-03 | 2021-05 |
| Mei Fung Chiu 趙美鳳 | Rep 1 | 2008-10 | 2024-04 |
| Sze Miu Chiu 招詩苗 | Rep 1, 4, 9 | 2011-09 | Present |
| Wai Man Ida Choi 蔡慧敏 | Rep 1 | 2021-10 | Present |
| Charles Chow 周灼健 | Rep 1 | 2014-12 | Present |
| Wing Yan Chow 周詠恩 | Rep 1, 4, 9 | 2021-11 | Present |
| Yan Yan Chow 周茵茵 | Rep 1 | 2003-09 | 2022-12 |
| Man Tsung Simon Choy 蔡文聰 | Rep 1 | 2016-04 | 2016-07 |
| Gary Chun Hung Chu 朱峻鴻 | Rep 1, 4, 9 | 2026-01 | Present |
| Timothy Ting Fung Chu 朱霆峰 | Rep 1 | 2015-05 | 2020-08 |
| Yu-Ting Chu 朱育霆 | Rep 1, 4, 9 | 2022-08 | 2025-10 |
| Ming Chian Chua | Rep 1, 4 | 2024-07 | Present |
| Wei Wei Chua 蔡偉煒 | Rep 4, 9 | 2021-05 | 2025-03 |
| Henry Kar-Kea Chui 徐家傑 | Rep 1, 4, 9 | 2008-01 | 2008-11 |
| Terrace Pak Hing Chum 覃伯興 | Rep 1, 4, 6, 9 | Pre-2003 | 2006-03 |
| Yi-Ling Chung 鍾怡伶 | Rep 4, 9 | 2018-01 | 2020-09 |
| Alastair Stanley Clark | Rep 1, 4, 9 | 2008-12 | 2013-12 |
Showing 1–100 of 370
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