Alexander Henry McDougall
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Henry McDougall, a licensed Responsible Officer with CE reference AWH550. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2019-07-15 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2019-07-15 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2019-07-15 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-05-20 | 2019-07-15 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-05-20 | 2019-07-15 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-05-20 | 2019-07-15 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-28 | 2013-02-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-28 | 2013-02-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-28 | 2013-02-18 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 — Asset management | 2012-11-28 | 2013-02-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-11-18 | 2013-02-18 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 9 — Asset management | 2010-11-18 | 2013-02-18 |