Wai Leung Lo
盧偉良
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Leung Lo (盧偉良), a licensed Responsible Officer with CE reference ADA869. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2008-04-09 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2008-04-09 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2008-04-09 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2008-04-09 |