Vincent Wai Chong Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vincent Wai Chong Chan ( ), a licensed former licensee with CE reference BHJ406. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-05-03 | 2017-06-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-05-03 | 2017-06-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2016-05-03 | 2017-06-30 |