Matthew Man Yat Pang

彭文逸
CE No. ANE767 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Matthew Man Yat Pang (彭文逸), a licensed Responsible Officer with CE reference ANE767. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.

Licence history

FirmRoleRegulated activityFromTo
Schroder Investment Management (Hong Kong) Limited RO Type 1 — Dealing in securities 2022-09-22 present
Schroder Investment Management (Hong Kong) Limited RO Type 4 — Advising on securities 2022-09-22 present
Schroder Investment Management (Hong Kong) Limited Rep Type 9 — Asset management 2015-03-11 present
Schroder Investment Management (Hong Kong) Limited Rep Type 1 — Dealing in securities 2015-03-11 2022-09-22
Schroder Investment Management (Hong Kong) Limited Rep Type 4 — Advising on securities 2015-03-11 2022-09-22
Franklin Templeton Investments (Asia) Limited
富蘭克林鄧普頓投資(亞洲)有限公司
Rep Type 1 — Dealing in securities 2013-03-12 2015-02-27
BEA Union Investment Management Limited
東亞聯豐投資管理有限公司
Rep Type 9 — Asset management 2010-02-17 2013-02-28
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 4 — Advising on securities 2008-01-18 2009-08-31
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 5 — Advising on futures contracts 2008-01-18 2009-08-31
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 9 — Asset management 2008-01-18 2009-08-31
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 1 — Dealing in securities 2007-11-20 2009-08-31
AllianceBernstein Hong Kong Limited
聯博香港有限公司
Rep Type 2 — Dealing in futures contracts 2007-11-20 2009-08-31
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 1 — Dealing in securities 2006-03-17 2007-10-15
Morgan Stanley Hong Kong Futures Limited Rep Type 2 — Dealing in futures contracts 2006-03-17 2007-10-15
Morgan Stanley Asia Limited
摩根士丹利亞洲有限公司
Rep Type 7 — Providing automated trading services 2006-03-17 2007-10-15
Morgan Stanley Hong Kong Futures Limited Rep Type 7 — Providing automated trading services 2006-03-17 2007-10-15

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