Rupeng Chen
陳茹鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rupeng Chen (陳茹鵬), a licensed Responsible Officer with CE reference BNZ819. Currently licensed at 1 firm(s): Mercer Investments (HK) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 9 — Asset management | 2025-05-07 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-12 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-11-12 | present |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2024-10-18 | 2025-05-07 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2024-10-14 | 2024-11-12 |
| Mercer Investments (HK) Limited 美世投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2024-10-14 | 2024-11-12 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-22 | 2024-09-27 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2020-09-01 | 2024-09-27 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-02-28 | 2020-06-16 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-01-10 | 2019-01-11 |