David Kirkwood MacKenzie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Kirkwood MacKenzie ( ), a licensed former licensee with CE reference AFG706. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2018-01-22 | 2019-04-30 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2018-01-22 | 2019-04-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2017-09-29 | 2018-01-22 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2013-12-27 | 2019-04-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-02-10 | 2018-01-22 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-02-08 | 2013-12-27 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 1 — Dealing in securities | 2005-03-29 | 2005-09-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-03-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 4 — Advising on securities | present | 2005-03-08 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-08 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 6 — Advising on corporate finance | present | 2005-03-01 |
| Invesco Hong Kong Limited 景順投資管理有限公司(以景順投資管理名義經營業務) |
Rep | Type 9 — Asset management | present | 2005-09-27 |
| Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2005-03-08 |