Andrew Frederick Peter Pidden
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Frederick Peter Pidden, a licensed Responsible Officer with CE reference ABR702. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 9.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2024-08-16 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2024-08-16 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2024-08-16 | present |
| RREEF China REIT Management Limited 睿富中國房托基金管理有限公司 |
RO | Type 9 — Asset management | 2019-11-25 | 2022-01-20 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 1 — Dealing in securities | 2019-04-02 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 4 — Advising on securities | 2019-04-02 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
RO | Type 9 — Asset management | 2019-04-02 | 2024-08-15 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-11 | 2018-01-19 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-11 | 2018-01-19 |