James Edmund Campion
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Edmund Campion ( ), a licensed former licensee with CE reference AEQ897. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Matthews Global Investors (Hong Kong) Limited 銘基環球投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-27 | 2018-12-31 |
| Threadneedle Portfolio Services Hong Kong Limited 天利投資管理香港有限公司 |
RO | Type 1 — Dealing in securities | 2008-04-11 | 2010-03-30 |
| Allianz Global Investors Hong Kong Limited | RO | Type 1 — Dealing in securities | 2007-03-08 | 2007-08-01 |
| Allianz Global Investors Hong Kong Limited | RO | Type 4 — Advising on securities | 2007-03-08 | 2007-08-01 |
| Allianz Global Investors Hong Kong Limited | RO | Type 9 — Asset management | 2007-03-08 | 2007-08-01 |
| New Star International Investment Products (Asia) Limited |
RO | Type 4 — Advising on securities | 2005-10-28 | 2006-02-02 |
| New Star International Investment Products (Asia) Limited |
Rep | Type 4 — Advising on securities | 2004-10-06 | 2005-10-28 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | present | 2004-07-12 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | present | 2004-07-12 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | present | 2003-08-01 |