Steve Roger Bryant
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Roger Bryant, a licensed Responsible Officer with CE reference ALI655. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2024-01-19 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2024-01-19 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-04-14 | 2024-01-19 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-04-14 | 2024-01-19 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2012-11-16 | 2021-04-14 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2012-11-16 | 2021-04-14 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2012-09-12 | 2012-11-16 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2012-09-12 | 2012-11-16 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2012-09-12 | 2012-10-19 |
| RCM Asia Pacific Limited | Rep | Type 1 — Dealing in securities | 2012-01-13 | 2012-08-25 |
| RCM Asia Pacific Limited | Rep | Type 4 — Advising on securities | 2012-01-13 | 2012-08-25 |
| RCM Asia Pacific Limited | RO | Type 1 — Dealing in securities | 2009-03-11 | 2012-01-13 |
| RCM Asia Pacific Limited | RO | Type 4 — Advising on securities | 2009-03-11 | 2012-01-13 |