Charles Chow
周灼健
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charles Chow (周灼健), a licensed Representative with CE reference ANH153. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2014-12-08 | present |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-05-21 | 2014-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-04-18 | 2014-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-04-18 | 2014-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-04-18 | 2014-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-04-18 | 2014-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2006-04-18 | 2014-11-30 |