Xi (SFC:BBD137) Chen
陳曦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xi (SFC:BBD137) Chen (陳曦), a licensed former licensee with CE reference BBD137. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-04-10 | 2015-07-13 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-04-10 | 2015-07-13 |