Sze Miu Chiu
招詩苗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sze Miu Chiu (招詩苗), a licensed Representative with CE reference AQD961. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2011-09-19 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-09-19 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-09-19 | present |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 4 — Advising on securities | 2008-10-15 | 2011-09-08 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 |
Rep | Type 1 — Dealing in securities | 2008-09-19 | 2011-09-08 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-18 | 2008-05-22 |