Guan Huang
黃冠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guan Huang (黃冠), a licensed Responsible Officer with CE reference BBT472. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 5.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2022-09-22 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2022-09-22 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-08-20 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2013-08-20 | 2022-09-22 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2013-08-20 | 2022-09-22 |