Man Ao
敖曼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Ao (敖曼), a licensed Representative with CE reference ANT251. Currently licensed at 1 firm(s): S&P Global Ratings Hong Kong Limited. Active regulated activities: Type 10 — Providing credit rating services. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 — Providing credit rating services | 2020-11-12 | present |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-25 | 2018-03-01 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-25 | 2018-03-01 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-25 | 2018-03-01 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 4 — Advising on securities | 2017-05-25 | 2018-03-01 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2014-09-11 | 2016-06-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2006-08-02 | 2014-05-31 |