Clara Yuet Yee Law
羅月兒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Clara Yuet Yee Law (羅月兒), a licensed Responsible Officer with CE reference ACS196. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2006-04-12 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-02-08 | 2006-04-12 |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2005-08-10 | 2006-02-08 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2003-06-16 | 2005-08-10 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-16 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2003-06-16 |