Wing Yan Chow
周詠恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Yan Chow (周詠恩), a licensed Representative with CE reference BOB123. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2024-07-16 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2021-11-16 | 2022-08-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2021-11-16 | 2022-08-30 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2021-11-16 | 2022-08-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-01-21 | 2021-09-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2019-01-21 | 2021-09-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-01-21 | 2021-09-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2019-01-21 | 2021-09-30 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-01-21 | 2021-09-30 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 9 — Asset management | 2019-01-21 | 2021-09-30 |