Keiko Kondo
近藤敬子
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Keiko Kondo (近藤敬子), a licensed Responsible Officer with CE reference AXX240. Currently licensed at 1 firm(s): Schroder Investment Management (Hong Kong) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2021-10-06 | present |
| Schroder Investment Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2021-10-06 | present |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2017-10-31 | 2021-10-06 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2017-10-31 | 2021-10-06 |
| UBS Asset Management (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-03-05 | 2017-09-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2011-09-02 | 2017-09-30 |
| UBS Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | 2011-09-02 | 2014-03-05 |