Rosalind Jane Bazany
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rosalind Jane Bazany ( ), a licensed former licensee with CE reference BIC636. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2016-09-19 | 2021-06-25 |
| Schroder Investment Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2016-09-19 | 2021-06-25 |