CLSA Futures Limited
里昂期貨有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CLSA Futures Limited (里昂期貨有限公司), a Hong Kong-based licensed corporation with CE reference AAZ733. Current licensed staff on file: 0 (total recorded over time: 103).
Licence history
| Activity | From | To |
|---|---|---|
| Type 2 — Dealing in futures contracts | present | 2016-06-02 |
| Type 5 — Advising on futures contracts | present | 2016-06-02 |
| Type 9 — Asset management | present | 2004-08-17 |
Licensed staff (all-time) (103)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Michael Lewis Alexander | RO 2 Rep 2 | 2004-12 | 2010-07 |
| Nigel John Beattie | RO 2, 5 | 2015-09 | 2016-02 |
| John David Bird | RO 2, 5 Rep 2 | 2004-07 | 2015-03 |
| Gary William John Coull | RO 2, 5, 9 | Pre-2003 | 2006-10 |
| Kirstie Jane Fisher | RO 2, 5 Rep 2 | 2006-09 | 2015-10 |
| Tanya Li Phing Gan | RO 2, 5 Rep 2 | 2008-02 | 2016-02 |
| Don Ting Lam 林挺 | RO 2, 5 Rep 2, 5, 9 | Pre-2003 | 2015-11 |
| Graeme John Lane | RO 2 Rep 2 | 2006-11 | 2008-11 |
| Andrew Charles Maynard | RO 2, 5 Rep 2, 5 | 2011-05 | 2015-03 |
| Michael Andrew Mc Coy | RO 2, 5, 9 | Pre-2003 | 2003-10 |
| Robert William Bentley Morrison | RO 2, 5, 9 | Pre-2003 | 2009-06 |
| Thomas Damian Roche | RO 2 Rep 2, 5, 9 | Pre-2003 | 2004-12 |
| Donald William Lennox Skinner | RO 2, 5, 9 Rep 2, 5 | Pre-2003 | 2016-02 |
| Kim Melanie Arculli | Rep 2 | 2007-01 | 2007-07 |
| Lars Joakim Axelsson | Rep 2 | 2015-06 | 2016-01 |
| Julien Yves Bahurel | Rep 2, 5, 9 | Pre-2003 | 2004-06 |
| Maureen Lee Baker | Rep 2 | 2010-05 | 2016-02 |
| Joyce Suk Han Black 龔淑嫻 | Rep 2 | 2010-05 | 2010-11 |
| Jonathan Quinn Bolon | Rep 2 | 2010-05 | 2010-07 |
| Vahe Olivier Bourmayan | Rep 2 | 2003-09 | 2004-06 |
| Kwok Fai Chak 翟國輝 | Rep 2 | 2008-06 | 2010-11 |
| Chau Yuen Chan 陳秋源 | Rep 2, 5, 9 | Pre-2003 | 2006-11 |
| Ka Wai (SFC:AGF175) Chan 陳嘉慧 | Rep 2 | 2003-09 | 2003-11 |
| Yat Hang Chan 陳日恆 | Rep 2, 5, 9 | Pre-2003 | 2006-05 |
| Sorach Chanthongkaew | Rep 2 | 2008-04 | 2016-02 |
| Raymond Kai Chung Chau 周啟聰 | Rep 2, 5, 9 | Pre-2003 | 2005-04 |
| Alan Bing Chen | Rep 2, 5, 9 | Pre-2003 | 2009-09 |
| Eric Ning Hin Cheng 鄭寧軒 | Rep 2 | 2013-12 | 2016-02 |
| Tau Cheung Cheng 鄭導昌 | Rep 2, 5 | 2006-02 | 2008-05 |
| Adrian Kwok Kuen Cheung 張國權 | Rep 2 | 2005-05 | 2006-08 |
| Kwok Wah (SFC:AGO346) Cheung 張國華 | Rep 2 | 2006-12 | 2007-01 |
| Jone Yin Chiu 趙仲賢 | Rep 2 | 2015-01 | 2016-02 |
| Jimmy Ka Ching Chow 周家正 | Rep 2, 5, 9 | Pre-2003 | 2006-08 |
| Kit Man Chui 崔結文 | Rep 2, 5, 9 | Pre-2003 | 2004-06 |
| Edward Alexander Codron | Rep 2 | 2014-03 | 2016-02 |
| Imran Sooleman Dadabhoy | Rep 2 | 2003-12 | 2005-03 |
| Akash Dharia | Rep 2 | 2011-12 | 2012-06 |
| Patrick Wai Yip Fung 馮偉業 | Rep 2 | 2007-05 | 2007-09 |
| Thomas Xenophon Gladstone | Rep 2 | 2013-01 | 2016-02 |
| Fraser John Thomas Howie | Rep 2 | 2003-08 | 2012-11 |
| Ying Fai Hue 許英輝 | Rep 2, 5, 9 | Pre-2003 | 2004-03 |
| Chuen Loong Hugh 丘俊隆 | Rep 2, 5, 9 | Pre-2003 | 2006-01 |
| Ho Ming Hui 許浩明 | Rep 2, 5, 9 | Pre-2003 | 2005-07 |
| Armand Huynh 曹浩朗 | Rep 2 | 2013-08 | 2014-11 |
| Christian John Jaeger | Rep 2 | 2013-12 | 2016-02 |
| Pekka David Johnson | Rep 2 | 2010-08 | 2016-02 |
| Alice Pui Lee Kam 金蓓莉 | Rep 2, 5, 9 | Pre-2003 | 2004-03 |
| Stephen Cheuk Hang Kam 甘卓亨 | Rep 2 | 2009-07 | 2010-01 |
| Eugene Hwang Kim | Rep 2 | 2006-07 | 2008-11 |
| Raymond Ko 高力文 | Rep 2 | 2008-10 | 2009-09 |
| Mengyao Kong 孔梦遥 | Rep 2 | 2015-04 | 2015-08 |
| Ana Kwok 郭安妮 | Rep 2, 5, 9 | Pre-2003 | 2004-03 |
| Sunny Hiu Fung Kwong 鄺曉楓 | Rep 2 | 2015-06 | 2016-02 |
| Norman Lai 黎樂仁 | Rep 2 | 2013-12 | 2016-02 |
| Calvin Si Yang Lam 林思暘 | Rep 2 | 2007-02 | 2007-10 |
| Monica Ze Wa Lam 林詩華 | Rep 2 | 2004-12 | 2006-09 |
| Shirley Suet Sum Lau 劉雪心 | Rep 2, 5, 9 | Pre-2003 | 2004-06 |
| Sze Nga Lau 劉詩雅 | Rep 2 | 2010-09 | 2015-08 |
| Lucia Yuk Ha Law 羅玉霞 | Rep 2, 5, 9 | Pre-2003 | 2016-02 |
| Bing Cai Ryan Lee 李秉財 | Rep 2 | 2015-04 | 2015-06 |
| Patrick Maung Lee | Rep 2, 5 | 2006-09 | 2008-05 |
| Poh Aik Lee | Rep 2 | 2009-06 | 2015-12 |
| Sheldon Lee 李超倫 | Rep 2, 5, 9 | Pre-2003 | 2005-10 |
| Fiona Man Yee Leung 梁文怡 | Rep 2 | 2011-08 | 2012-02 |
| Chi Keung Lo 盧志強 | Rep 2, 5, 9 | Pre-2003 | 2006-02 |
| Chiu Wai Lo 羅昭維 | Rep 2 | 2003-06 | 2004-03 |
| Emmanuel Dana MacHayekhi | Rep 2 | 2003-10 | 2004-06 |
| Edward Charles MacQueen | Rep 2 | 2003-08 | 2006-06 |
| Cassandra Frances Wai Kwun Mak 麥慧君 | Rep 2 | 2008-04 | 2008-08 |
| Suren Gueorgui Markosov | Rep 2, 5 | 2006-10 | 2008-04 |
| Todd Stuart Martin | Rep 2, 5 | 2006-07 | 2008-11 |
| Cale O'Yeah McCulloch 麥凱 | Rep 2 | 2013-12 | 2016-02 |
| Raymond Chun To Ng 吳鎮濤 | Rep 2, 5, 9 | Pre-2003 | 2004-12 |
| Henry Chun Kit Ngai 倪俊傑 | Rep 2 | 2010-05 | 2016-02 |
| Long Hoang Ngo 黃龍 | Rep 2 | 2005-08 | 2006-06 |
| Nguyen Thanh Nguyen | Rep 2 | 2007-11 | 2009-03 |
| Polly So Po Ong 王素寶 | Rep 2, 5, 9 | Pre-2003 | 2016-02 |
| Girish Shivaji Patil | Rep 2 | 2011-12 | 2012-10 |
| Ross Daniel Pienaar | Rep 2 | 2008-11 | 2008-11 |
| Christopher Fenton Roberts 羅弼時 | Rep 2, 5 | 2006-02 | 2007-06 |
| Matthew Albert Ruber | Rep 2, 5, 9 | Pre-2003 | 2008-09 |
| Bharat Kumar Sachanandani 邵巴特 | Rep 2 | 2003-08 | 2004-06 |
| Joshua Gerard Saldanha | Rep 2 | 2006-09 | 2007-06 |
| Timothy Clement Smith | Rep 2 | 2009-06 | 2012-06 |
| Andrew Guy Stiles | Rep 2 | 2003-12 | 2008-02 |
| Jia Sun 孫佳 | Rep 2 | 2015-02 | 2015-04 |
| Ruby Enrika Sock Mei Tan | Rep 2 | 2011-11 | 2016-01 |
| Shao Khing Bruce Tan | Rep 2 | 2009-06 | 2010-05 |
| Calvin Kam Ming Tang 鄧鑑明 | Rep 2 | 2006-02 | 2008-11 |
| Kevin Thomas Tapley | Rep 2 | 2013-12 | 2014-05 |
| Howel Gruffudd Rhys Thomas | Rep 2, 5, 9 | Pre-2003 | 2005-01 |
| Mary Elizabeth McNamara Watt | Rep 2, 5 | 2003-12 | 2010-05 |
| Wei (SFC:ANI829) Wei 魏薇 | Rep 2 | 2013-11 | 2013-11 |
| Alan Ka Ming Wong 王嘉明 | Rep 2 | 2010-10 | 2016-02 |
| Kwok Leung (SFC:AQM723) Wong 王國良 | Rep 2 | 2008-02 | 2008-07 |
| Lesley Ka Lam Wong 黃嘉琳 | Rep 2 | 2012-04 | 2012-05 |
| Jonathan Sheung Chern Yeoh | Rep 2 | 2006-05 | 2008-11 |
| Queenie Wan Man Yeung 楊韻汶 | Rep 2 | 2015-01 | 2016-02 |
| See Ah Yeung 楊思雅 | Rep 2 | 2010-06 | 2013-07 |
| Peter B Yoo | Rep 2 | 2006-10 | 2007-08 |
Showing 1–100 of 103