Pekka David Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pekka David Johnson ( ), a licensed former licensee with CE reference ADL598. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2016-02-15 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-09-18 | 2019-12-31 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-21 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2005-03-21 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-21 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2005-03-21 |