Calvin Si Yang Lam
林思暘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Calvin Si Yang Lam (林思暘), a licensed Representative with CE reference AOO266. Currently licensed at 2 firm(s): VMS Securities Limited, VMS Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 47.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 1 — Dealing in securities | 2026-03-16 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-03-11 | present |
| VMS Asset Management Limited 鼎珮資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-03-11 | present |
| Octiv Capital Limited 正奇資本有限公司 |
RO | Type 4 — Advising on securities | 2024-11-01 | 2026-01-31 |
| Octiv Capital Limited 正奇資本有限公司 |
RO | Type 9 — Asset management | 2024-11-01 | 2026-01-31 |
| Nexus Asset Management Limited 港匯資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-06 | 2024-10-31 |
| Nexus Asset Management Limited 港匯資本有限公司 |
Rep | Type 9 — Asset management | 2024-05-06 | 2024-10-31 |
| Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 |
RO | Type 9 — Asset management | 2023-07-25 | 2023-12-14 |
| Van Berkom Golden Dragon Limited 雲博金龍投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-07-14 | 2023-07-25 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 9 — Asset management | 2022-04-29 | 2022-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-10-20 | 2022-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
RO | Type 4 — Advising on securities | 2021-10-20 | 2022-06-30 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-03 | 2021-10-20 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-09-03 | 2021-10-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2021-06-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2018-12-06 | 2021-06-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2021-06-25 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
RO | Type 4 — Advising on securities | 2018-12-06 | 2021-06-25 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-11 | 2018-12-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2018-10-11 | 2018-12-06 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2018-12-06 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2018-10-11 | 2018-12-06 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-17 | 2018-09-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2018-01-17 | 2018-09-03 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-10-03 | 2018-01-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-10-03 | 2018-01-17 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2017-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-17 | 2017-10-02 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-18 | 2017-06-30 |
| Crosby Securities Limited 高誠證券有限公司 |
RO | Type 4 — Advising on securities | 2015-09-18 | 2017-06-30 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-08-26 | 2015-09-18 |
| Crosby Securities Limited 高誠證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-08-26 | 2015-09-18 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-24 | 2015-07-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-24 | 2015-07-23 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 — Advising on securities | 2014-01-24 | 2015-07-23 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-08-28 | 2013-12-27 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-18 | 2013-12-27 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2009-12-09 | 2011-02-28 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-04 | 2011-02-28 |
| Richland Capital Management Limited 富信資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2009-10-02 | 2009-11-23 |
| Richland Capital Management Limited 富信資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-10-02 | 2009-11-23 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-04-11 | 2009-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-05 | 2009-04-30 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2009-04-30 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-11-05 | 2009-04-30 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-14 | 2007-10-03 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2007-02-14 | 2007-10-03 |