Patrick Maung Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Maung Lee ( ), a licensed former licensee with CE reference AMY547. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Augustine Asset Management Limited 奧古資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-01-11 | 2020-12-31 |
| Augustine Asset Management Limited 奧古資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-01-11 | 2020-12-31 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-16 | 2011-09-10 |
| MUSHK Limited | Rep | Type 1 — Dealing in securities | 2010-02-22 | 2010-08-05 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2008-09-12 | 2010-01-31 |
| Aspen Hill Partners (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2008-08-21 | 2010-01-31 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-09-07 | 2008-05-10 |
| CLSA Futures Limited 里昂期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-09-07 | 2008-05-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2006-01-23 | 2008-05-10 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 — Advising on securities | 2006-01-23 | 2008-05-10 |